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RSG Brasil Headhunters
São Paulo / SP
Cliente: Segmento de Serviços Financeiros
Cargo: Compliance Manager
Responsibilities:
Requirements:
Remuneração: Competitive salaries and benefits, We’re a fast-growing, multinational company, Work and learn with industry professions.
Início imediato
www.rsgbrasil.com.br
Compliance Manager
RSG Brasil Headhunters
São Paulo / SP
Cliente: Segmento de Serviços Financeiros
Cargo: Compliance Manager
Responsibilities:
- Support the local Compliance Officer in maintaining the Brazilian regulatory framework;
- Monitor applicable CVM, BCB, B3/BSM and other relevant regulatory requirements;
- Establish and maintain local Compliance policies and procedures;
- Develop the local AML/KYC framework and controls;
- Establish client due-diligence and monitoring procedures;
- Support transaction/client monitoring activities where applicable;
- Maintain regulatory calendars and compliance obligations;
- Coordinate regulatory reporting and information requests;
- Prepare and maintain internal Compliance reports;
- Support interactions with CVM, Banco Central, B3, BSM and other relevant institutions when required;
- Monitor regulatory changes and assess their impact;
- Establish compliance controls and testing procedures;
- Coordinate internal compliance reviews and remediation plans;
- Support the development of internal policies, manuals and procedures;
- Work closely with Operations, Commercial, Risk, Finance and IT;
- Coordinate Compliance to ensure consistency between Brazilian and Group frameworks;
- Identify compliance risks associated with new products, services, partners and commercial initiatives;
- Support regulatory audits and inspections;
- Establish Compliance KPIs and management reporting;
- Develop the short-, medium- and long-term Compliance roadmap;
- Build and eventually manage the local Compliance team as the business expands.
Requirements:
- 5+ years of Compliance experience, preferably within a Brazilian CTVM/DTVM, brokerage, bank or other regulated financial institution;
- Strong knowledge of the Brazilian financial regulatory environment;
- Strong understanding of AML/KYC requirements;
- Experience dealing with regulatory obligations and supervisory processes;
- Familiarity with CVM and Banco Central requirements;
- Familiarity with B3/BSM requirements is highly desirable;
- Experience developing Compliance policies, procedures and controls;
- Ability to establish a Compliance framework in a new operation;
- Strong analytical and organizational skills;
- Ability to work with senior management and international Compliance teams;
- English is highly desirable and preferably strong enough for direct interaction with Group Compliance.
Início imediato
www.rsgbrasil.com.br